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Regulated environments need documented controls, supplier risk and operational resilience.
Regulated trading environments need documented controls, operational resilience and supplier risk management that survive both audits and due-diligence questionnaires from institutional counterparties.
For FX & Trading teams, these are the controls auditors and enterprise buyers probe hardest - and where weak evidence shows up first.
Not ready for a full review?
Start with a 2-day Mini Gap Review.
Scoped and priced on a short call. We hand back your top Stage 1 blockers and the single next step that matters most.
We tell you what will block ISO 27001 certification before the certification body does.
Learn more →3-6 weeksReadiness finds the blockers. The Remediation Sprint helps remove them.
Learn more →1-2 weeksWe organise your ISO 27001 evidence so your team can show the right proof, in the right order.
Learn more →From the blog
MT4 and MT5 admin credentials are among the highest-risk access points in any FX broker. Here is the ISO 27001 evidence gap that appears in almost every readiness review.
Read →FX & Trading GRCA CySEC-regulated FX broker is not a standard SaaS company. Here is what an ISO 27001 auditor looks for first - and where most brokers fail Stage 1.
Read →Self-check
Nine yes-no questions that cut to where ISO 27001 and DORA readiness usually holds up - or falls apart - for FX & Trading teams.
Where you go next depends on what FX & Trading teams are being asked to prove. Seven focused paths, one connected programme:
Pass the audit. We find what blocks Stage 1 before the certification body does.
ISO 27001 for FX & TradingGet regulator-ready. Close the gap between ISO 27001 and what the regulator now requires.
DORA for FX & TradingScope first. Most of the market sells you the answer before asking the question.
NIS2 for FX & TradingProve your data handling. ISO 27701 is standalone now - no ISMS required.
GDPR & Privacy for FX & TradingGovern the model. Certifiable today - and your buyers' vendors already are.
ISO 42001 / AI Governance for FX & TradingThe US buyer's ask. Not certifiable, not a federal requirement - here is what actually binds you.
NIST CSF 2.0 for FX & TradingAnswer the SOC 2 ask. Audit-ready for the CPA's examination - not scrambling when it arrives.
SOC 2 for FX & TradingUnderstand your scope, close the gaps and prepare the SSP and evidence your defense supply-chain obligations require.
CMMC & NIST SP 800-171 for FX & TradingKellwick is an independent advisory practice. We are not a certification body and do not issue ISO certifications. Certification decisions are made only by accredited certification bodies.